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Forge Regains Compliance with NYSE Continued Listing Standard

via Business Wire

Forge Global Holdings, Inc. (“Forge”) (NYSE: FRGE), a leading provider of marketplace infrastructure, data services, and technology and investment solutions for the private market, today announced that it has regained compliance with the New York Stock Exchange ("NYSE") continued listing criteria for minimum share price under Section 802.01C of the NYSE Listed Company Manual.

On May 1, 2025, the NYSE provided Forge with a notification letter of compliance based on Forge’s closing share price on April 30, 2025, as well as a calculation of Forge’s average closing share price for the 30 trading days ended April 30, 2025, which reflected an average closing share price above the NYSE’s $1.00 minimum requirement. Accordingly, it has regained compliance with the minimum share price requirement of Section 802.01C.

Forge’s common stock will continue to be listed and trade on the NYSE, subject to the Company’s compliance with other NYSE continued listing standards.

Forward-Looking Statements

This press release contains forward-looking statements that are based on beliefs and assumptions and on information currently available. In some cases, you can identify forward-looking statements by the following words: “may,” “will,” “could,” “would,” “should,” “expect,” “intend,” “plan,” “strategy,” “anticipate,” “believe,” “estimate,” “predict,” “project,” “potential,” “continue,” “ongoing,” “opportunity” or the negative of these terms or other comparable terminology, although not all forward-looking statements contain these words. These statements involve risks, uncertainties and other factors that may cause actual results, levels of activity, performance or achievements to be materially different from the information expressed or implied by these forward-looking statements. Although Forge believes that it has a reasonable basis for each forward-looking statement contained in this press release, Forge cautions you that these statements are based on a combination of facts and factors currently known by it and its projections of the future, about which it cannot be certain. Forward-looking statements in this press release include, but are not limited to, statements regarding Forge’s plans and intentions with respect to the NYSE continued listing requirements. The forward-looking statements contained in this press release are subject to risks and uncertainties, which may cause the actual outcomes or results to vary from those indicated by the forward-looking statements. These risks and uncertainties include market conditions and their impact on the trading price of Forge’s common stock on the NYSE, and other risks and uncertainties, including those more fully described in Forge’s Annual Report on Form 10-K filed with the SEC on March 6, 2025, and other risks and uncertainties detailed from time to time in Forge’s filings with the SEC. Forge undertakes no obligation to revise or update publicly any forward-looking statements except as required by law.

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